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"i-think" by Imhoff Consulting Project

A nice place to visit for thoughts on securities regulation enforcement and for compliance reminders.

Monday, December 7, 2009

Prepare Your Job Application

I just read this: Investment News Article about Well-Paid FINRA Execs .

Does it explain this: Notice 09-68 about Fee Changes (and Renewal Increases) ?

and this: Notice 09-67 about Reg Element Fee Increases ?

Wow.
Posted by Sharon at Imhoff Consulting Project at 2:23 PM
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Labels: FINRA fee increases

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Sharon at Imhoff Consulting Project
Consultant to FINRA members. Specializing in custom compliance services: writing, research, reviews.
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