"i-think" by Imhoff Consulting Project

Hi There. I revised my website: it now includes my blog. This means you go to one cyberplace to visit me, not two. This is the last blog e...

The only reason I'm adding this blog entry is that if you landed on my blog and saw the "December Dates" entry, you might thin...

These kinds of dates are not the fun ones, but they're worth paying attention to: 1. December 10: Due date for notification of change ...

I'm thinking "swell notice" might be somewhere in my manual, or "client lowse"? Colleen's wit"? Or maybe ...

Pull up Notice 10-49  to see FINRA's announcement of some recent Rule Consolidation changes. Within these is the shiny new FINRA Rule 32...

First off, who doesn't love the letter X? C'mon, it's true. What popped into my head today as I read FinCEN's announcement ...

Unregistered hedge fund marketers, that is. Important distinction (for now). Let me explain. Hedge funds (i.e., IA firms) that use thir...