Final Renewal Statement--Pay or Get a Refund

All you broker-dealers out there know by now that your final renewal statements have been posted on CRD. Check out your balance, and if you owe money, pay it by Feb. 4 (they recommend Jan. 31 to be safe). Here is the link to instuctions on payment: http://www.finra.org/RegulatorySystems/CRD/UserSupport/p036951

If you have excess funds in your account, they have been transferred to your daily account. If you'd like them refunded, send a fax to:
FINRA, FAX NO. (240) 386-5344, ATTENTION: Finance Department

Make sure it's on your letterhead and also include a copy of your daily account statement. Remember to name the amount you want refunded and have an authorized person sign the request.